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3.5. Aberration function   ▐    3.5.2. Zernike aberration coefficients
 

3.5.2. Zernike aberrations

An alternative way of describing best focus telescope aberrations are Zernike circle polynomials. These polynomials, introduced by the Dutch scientist Fritz Zernike (Nobel prize laureate for the invention of phase-contrast microscope) in 1934, can be applied to describe mathematically 3-D wavefront deviation from what can be constructed as a plane - i.e. unit circle - of its zero mean, defined as a surface for which the sum of deviations on either side - opposite in sign one to another - equals zero. Each polynomial describes specific surface; their combined sum can produce a large number of more complex surface shapes, describing specific forms of wavefront deviations (aberrations). For simple aberration forms, such as pure Siedel aberrations, a single polynomial suffices. Describing more complex aberrations, such as, for instance, seeing error, as well as wavefronts formed by actual (i.e. imperfect) surfaces, requires an expanded set of Zernike polynomials.

Zernike polynomials define deviations from zero mean as a function of the radial point height ρ in the unit-radius circle and its angular circle coordinate θ, which is the setting of a telescope exit pupil, in which the wavefront form is evaluated (A). In Cartesian coordinates, ρ2=x2+y2=1. The polynomials are orthogonal (i.e. their ρ and θ values change independently one from another) over the circle of unit radius. Due to this attribute, these aberration forms are termed orthogonal, or Zernike aberrations.

Zero mean is defined as a surface for which the sum of wavefront deviations to either side is zero (that is important conceptual difference vs. standard wavefront error, which expresses deviations from reference sphere). Hence the polynomial, which is a product of its radial variable in ρ and angular variable in θ, has zero value at the intersection of the wavefront and its zero mean. Zero mean differs from reference sphere for balanced primary spherical aberration and defocus, while coinciding with the reference sphere for balanced primary astigmatism. coma and balanced 6th/4th order spherical (B). As a result, the form of polynomial is different from that of the balanced classical aberration function for the former three, while identical (except for the normalization factor) for the latter two.

The polynomial normalization factor fulfils the formal requirement that the radial polynomial portion equals 1 for ρ=1. For instance, deviation from zero mean for primary spherical aberration - whose polynomial only has the radial component - is given by ρ42+1/6; thus, its normalization factor is 6, and the corresponding Zernike circle polynomial is 4-6ρ2+1.

Orthogonality of Zernike polynomials - or, put plainly, the possibility to combine as many different surfaces as needed to approximate the form of wavefront deviation with desired accuracy - allows expressing separate contributions of various forms of aberrations - including any chosen extent of the higher order forms - and obtaining the combined variance as the sum of individual aberration variances. Also, the polynomials can  be scaled to unit variance over the circle radius for all aberration forms, which makes them directly comparable in magnitude.

The two subscripts identifying Zernike aberration form are n, the order (exponent) in the pupil height factor ρn (it is the highest power of ρ in the polynomial) and m, the exponent in the image height factor hm. For radially symmetric aberrations, like spherical, the variable in θ is absent; since the aberration changes with ρ4, n=4, and since it is independent of the height h in the image space, m=0. For primary coma, which changes with ρ3 and h, n=3 and m=1; since it varies with the point pupil angle θ, it also includes the angular coordinate factor, in the form cos(mθ).

Cos(mθ) is a symmetrical function of θ, and describes wavefront deviations produced by systems with a single axis of symmetry (i.e. conic surface). Such deviations have radial symmetry of |cosθ|=|cos(θ+180)|, i.e. the wavefront has identical type of deformation (although it can be of opposite sign) along two diametrically opposite radii (C, above).

In order to describe other type of surfaces, or random aberrations (for instance, wavefront error caused by atmospheric turbulence), terms with asymmetrical function of θ, sin(mθ), need to be included (they are called "asymmetrical" not because they are less symmetrical than the cosine term itself, but because using it with the cosine term creates asymmetrical surfaces). The latter is identical in form to the former, but rotated according to its sine function; their respective values are calculated so that combined with each other produce the specific asymmetrical form of an actual wavefront deviation.

Denoting Zernike aberration terms simply as ZN (usually written as and referred to as "Zernike coefficient"), and the appropriate Zernike expansion coefficients as zN (usually written as cnm), where the subscript N identifies the corresponding aberration as primary spherical (S), coma (C) or astigmatism (A), Zernike polynomial form for these three point-image quality primary aberrations can be related to the peak aberration coefficients S, C and A from Eq. 5.1 as follows:

- spherical aberration:    ZS = zS5(6ρ4-6ρ2+1)  =  S(6ρ4-6ρ2+1)/6,   with n=4, m=0
- coma:    Z
C zC8(3ρ3-2ρ)cosθ  =  C(3ρ3-2ρ)cosθ/3,  
with n=3, m=1
- astigmatism:     Z
A= zA24(cos2θ-0.5)ρ2  =  A(cos2θ-0.5)ρ2 
with n=2, m=2

This implies that Zernike expansion coefficients zS, zC and zA, equal the corresponding RMS wavefront error ω, which is in terms of the peak aberration coefficient given by ωS=S/65=S/180, ωC=c/38=C/72 and ωA=A/24 for spherical aberration, coma and astigmatism, respectively. With respect to Zernike aberration term, ωS=zS=ZS/5, ωC=zC=ZC/8 and ωA=zA=ZA/6 (coma and astigmatism for θ=0).

Note that these relations are for best focus location; also, in order for the nominal error to reflect its actual effect on diffraction intensity distribution, expressing the expansion coefficients as representing the RMS wavefront error requires the latter to be nearly identical to the phase the factor φ of standard deviation, i.e. phase error averaged over the pupil (requirement fulfilled for low-level aberrations affecting most or all of wavefront area, roughly below λ/2 P-V in magnitude).

The above relations are valid for clear aperture (Zernike circle polynomials/coefficients). To an aperture with central obstruction applies different polynomial form (Zernike annular polynomials/coefficients). In this case, all three - RMS wavefront error, Zernike expansion coefficient and Zernike aberration term change according to a factor appropriate to each aberration form. Specifically,

ωSo= zSo = ZSo/5 = ωS(1-o2)2 = zS(1-o2)2 = ZS(1-o2)2/5

ωCo= zCo = ZCo/8 = ZC(1-o2)(1+4o2+o4)1/2/8(1+o2)1/2  and

ωAo= zAo= ZAo/6 = ZA(1+o2+o4)1/2/6

for primary spherical aberration, coma and astigmatism, respectively, with o being the relative obstruction size in units of the aperture.

Following table gives an overview of the Zernike aberration forms for the most common monochromatic aberrations, for clear circular aperture (aberrations in aperture with central obstruction are described with Zernike annular polynomials). The three point-image aberrations, spherical, coma and astigmatism, are balanced, with "balanced" as before, referring to the principal aberration form that combines two or more secondary aberrations in order to reduce error to a minimum (i.e. to the level at its diffraction, or best focus). For instance, balanced primary spherical includes its principal aberration term ρ4 and balancing defocus term ρ2, coma includes its principal aberration term ρ3 and balancing tilt term ρ, secondary spherical, also in its balanced form (minimized by combining with 4th order spherical and defocus, thus here referred to as balanced 6th/4th order spherical aberration, in order to distinguish it from balanced pure 6th order aberration, which is minimized only by combining with defocus) includes its principal aberration term ρ6 and two balancing terms, for lower-order spherical and defocus (ρ4 and ρ2, respectively). The polynomial forms are as given by Mahajan (Optical Imaging and Aberrations).
 

1

2

3

4

5

6

ABERRATION

n

m

ZERNIKE
CIRCLE POLYNOMIAL
V(ρ)cos(mθ)

ZERNIKE ABERRATION TERM
Z
(ρ,θ)=[2(n+1)/(1+δm0)]0.5 V(ρ)cos(mθ)

RMS WAVEFRONT ERROR
ω
=Z (1,0) /[2(n+1)/(1+δm0)]0.5

Tilt (Distortion)

1

1

ρcosθ

2ρcosθ

2

Defocus
(Field curvature)

2

0

2ρ2-1

3(2ρ2-1)

1/3

Primary spherical

4

0

6ρ4-6ρ2+1

5(6ρ4-6ρ2+1)

1/5

Secondary spherical (balanced 6th/4th)

6

0

20ρ6-30ρ4+12ρ2-1

7(20ρ6-30ρ4+12ρ2-1)

1/7

Primary coma

3

1

(3ρ3-2ρ)cosθ

8(3ρ3-2ρ)cosθ

1/8

Secondary coma

5

1

(10ρ5-12ρ3+3ρ)cosθ

8(10ρ5-12ρ3+3ρ)cosθ

1/8

Primary astigmatism

2

2

ρ2cos2θ

6ρ2cos2θ

1/6

Secondary astigmatism

4

2

(4ρ4-3ρ2)cos2θ

10(4ρ4-3ρ2)cos2θ

1/10

TABLE 3: Zernike circle polynomials for balanced (best focus) aberrations listed in column 1; "primary" refers to lower, or 4th order wavefront aberration form, with n+m=4, and "secondary" to the subsequent higher, or 6th order form, with n+m=6 (in terms of ray aberrations, third and fifth-order, respectively); COLUMN 2: n is the aberration function exponent in the (normalized to 1) pupil height factor ρ; COLUMN 3: m is the aberration function exponent in the image height factor h=αƒ, α being the field angle and ƒ the system focal length; COLUMN 4: General form of the Zernike circle polynomial, V(ρ)cos(mθ), is a product of its radial variable V(ρ) and angular variable [cos(mθ)]; COLUMN 5: Zernike aberration term for circular aperture, which equals Zernike expansion coefficient Z (ρ,θ) - or simply Zernike coefficient, usually written as zi - in units of the RMS wavefront error, describes the wavefront in terms of its RMS error ω (δm0 is Kronecker delta of m and 0, thus δm0=0 for m≠0 and δm0=1 for m=0); note that the relations for rotationally asymmetric aberrations in both 4 and 5 columns use even function of θ (uneven form is identical except that sinθ replaces cosθ);  COLUMN 6: Relative RMS wavefront error corresponding to Zernike aberration coefficient for ρ=1, θ=0, scaled to unit variance over the circle radius; the relation allows conversion from the coefficient to the RMS wavefront error it implies (for instance, Zernike coefficient for 1/4 wave P-V of balanced lower-order spherical aberration is 1/6 - obtained from the polynomial for ρ=1, divided by the normalization factor 6 - with the corresponding Zernike aberration term 1/6ω=√5, implying the corresponding RMS wavefront error ω=1/6√5).

Each separate polynomial in the above table describes the aberrations of a perfect conical surface, hence only use even function (cos) of θ (wavefront produced by actual surfaces may have significant asymmetric component, and need to include uneven function in sinθ as well).

Zernike aberrations for specific telescope systems are commonly given in the form of Zernike aberration coefficients, a product of Zernike aberration term and the RMS wavefront error in units of the wavelength (i.e. ω).

 
3.5. Aberration function   ▐    3.5.2. Zernike aberration coefficients
 

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